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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $53,784 |
Service code 27 1400 AMERICAN BLVD BLDG #4 · PENNINGTON, NJ 08534 | Advisory (Plan) | $41,139 |
UHY LLP1 year Service code 99 15 SUNNEN DRIVE SUITE 100 · ST LOUIS, MO 63143 | Other Fees | $35,903 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,615 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,127 | $107,218-67.2% | $115,768-69.7% | $79,634-55.9% |
| Participation rate | 75.4% | 76.8%-1.4pp | 74.4%+1.0pp | 62.5%+12.9pp |
| Annual return | 19.65% | 15.41%+4.2pp | 100.46%-80.8pp | 36.46%-16.8pp |
| Employer contribution / active EE | $1,017 | $3,627-72.0% | $2,940-65.4% | $2,529-59.8% |
| Participant deferral / active EE | $3,424 | $5,091-32.7% | $4,917-30.4% | $3,835-10.7% |
| Admin fee / account holder | $180 | $576-68.8% | $12,439-98.6% | $1,002-82.1% |