# PRINCIPAL EASE 401(K) PLAN

Retirement plan sponsored by **PRINCIPAL LIFE INSURANCE COMPANY**. Form 5500 filing for plan year 2024.

| Field | Value |
|---|---|
| Sponsor | PRINCIPAL LIFE INSURANCE COMPANY |
| EIN | 420127290 |
| Plan number | 334 |
| Plan year | 2024 |
| Location | DES MOINES, IA |
| Industry | n/a |
| Total assets (end of year) | $650.9M |
| Participants | 163,954 |

## Service providers (Schedule C)

| Provider | Role |
|---|---|
| PRINCIPAL FINANCIAL GROUP | Participant loan processing; Contract Administrator; Recordkeeping fees; Direct payment from the plan |
| PRINCIPAL FINANCIAL GROUP | Other services; Other commissions; Other fees |
| OSAIC WEALTH INC | Other fees; Consulting (pension); Direct payment from the plan; Investment advisory (plan); Other commissions; Other services |
| AMERIPRISE FINANCIAL SERVICES INC | Direct payment from the plan; Other commissions; Other fees; Other services; Investment advisory (plan) |
| LPL FINANCIAL | Other services; Other fees; Other commissions |
| PARK AVENUE SECURITIES LLC | Direct payment from the plan; Other commissions; Other fees; Other services; Investment advisory (plan) |
| NORTHWESTERN MUTUAL INVESTMENT SERV | Other fees; Other commissions; Other services |
| AMERIPRISE FINANCIAL SERVICES INC | Direct payment from the plan; Investment advisory (plan) |
| LPL FINANCIAL | Investment advisory (plan); Direct payment from the plan |
| RBC WEALTH MANAGEMENT | Other fees; Other commissions; Other services |
| GLOBAL RETIREMENT PARTNERS LLC | Direct payment from the plan |
| NEW YORK LIFE INVESTMENT MANAGEMENT | Other commissions; Other fees; Other services |
| SYNOVUS TRUST COMPANY | Consulting (pension); Direct payment from the plan |
| CETERA FINANCIAL GROUP | Other commissions; Other services |
| PURSHE KAPLAN STERLING INV | Other fees; Other services; Other commissions |
| EQUITABLE ADVISORS LLC | Other services; Other commissions |
| BARNES WEALTH MANAGEMENT GROUP | Investment advisory (plan) |
| SIMA RETIREMENT SOLUTIONS, LLC | Direct payment from the plan; Investment advisory (plan) |
| WILMINGTON TRUST | Direct payment from the plan; Investment advisory (plan) |
| SANCTUARY ADVISORS, LLC | Other fees; Other services; Other commissions |
| FBL MARKETING SERVICES, LLC | Other fees; Other commissions; Other services; Direct payment from the plan; Investment advisory (plan) |
| KESTRA FINANCIAL | Direct payment from the plan; Investment advisory (plan) |
| PRAGER METIS CPAS, LLC | Accounting (including auditing); Direct payment from the plan |
| TRUIST BANK | Other services; Other fees; Other commissions |
| EQUITABLE ADVISORS LLC | Direct payment from the plan; Other fees; Other services; Investment advisory (plan) |
| CREATIVEONE SECURITIES LLC | Direct payment from the plan |
| THURSTON SPRINGER MILLER | Investment advisory (plan); Direct payment from the plan |
| WELLS FARGO BANK, N.A. | Investment advisory (plan); Other services; Other fees; Direct payment from the plan |
| CETERA FINANCIAL GROUP | Other fees; Other commissions; Other services |
| CETERA FINANCIAL GROUP | Other services; Other commissions; Investment advisory (plan); Direct payment from the plan; Other fees |
| MASSMUTUAL LIFE INSURANCE CO. | Other services; Other commissions |
| HILLTOP SECURITIES INC | Other services; Other commissions |
| CADARET GRANT & CO INC | Investment advisory (plan); Other services; Other fees; Direct payment from the plan |
| WELLS FARGO BANK, N.A. | Investment advisory (plan); Direct payment from the plan |
| SAX WEALTH ADVISORS, LLC | Investment advisory (plan); Direct payment from the plan |
| VALMARK ADVISERS INC | Direct payment from the plan; Investment advisory (plan) |
| NORTHWESTERN MUTUAL INVESTMENT SERV | Direct payment from the plan; Investment advisory (plan) |
| ALERA INVESTMENT ADVISORS, LLC | Investment advisory (plan); Direct payment from the plan |
| SANCTUARY ADVISORS, LLC | Direct payment from the plan; Investment advisory (plan) |
| GWN SECURITIES, INC | Other commissions; Other fees; Other services |
| WORLD INVESTMENT ADVISORS LLC | Direct payment from the plan; Investment advisory (plan) |
| SAGEVIEW ADVISORY GROUP, LLC | Investment advisory (plan); Direct payment from the plan |
| GALLAGHER FIDUCIARY ADVISORS, LLC | Direct payment from the plan; Investment advisory (plan) |
| GIRARD ADVISORY SERVICES, LLC | Investment advisory (plan); Direct payment from the plan |
| STIFEL NICOLAUS & CO INC | Investment advisory (plan); Other services; Other commissions; Other fees; Direct payment from the plan |
| IMA FINANCIAL GROUP | Investment advisory (plan); Direct payment from the plan |
| BELL-ANDERSON AGENCY, INC. | Other fees; Other commissions; Other services |
| CAPITAL ASSET ADVISORY SERVICES LLC | Investment advisory (plan) |
| LINDSEY FINANCIAL SOLUTIONS, LLC | Direct payment from the plan; Investment advisory (plan) |
| SECURITIES AMERICA ADVISORS, INC. | Direct payment from the plan; Investment advisory (plan) |

## Other plans from this sponsor

- THRIVEWISE POOLED EMPLOYER PLAN: https://planoptica.com/retirement/420127290-333
- THE NAVIGATOR 401(K) PLAN: https://planoptica.com/retirement/420127290-335

## About this data

- Source: public Form 5500 filings from the U.S. Department of Labor (EBSA), rebuilt on each DOL release.
- Full page (charts, history, peer benchmarks, fees, contacts): https://planoptica.com/retirement/420127290-334
- Cite as: PlanOptica, https://planoptica.com/retirement/420127290-334
- More: https://planoptica.com/llms.txt · API waitlist: https://planoptica.com/developers