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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 26 20975 SWENSON DRIVE, SUITE 300 · WAUKESHA, WI 53186 | Advisory (Participants) | $36,138 |
AVAII WEALTH MANAGEMENT6 years Service code 26 158 E NORTHLAND AVE · APPLETON, WI 54911 | Advisory (Participants) | $25,068 |
PENSION INC.7 years Service code 13 · EIN 39-1955089 1980 COMMERCIAL WAY · GREEN BAY, WI 54311 | Contract Administrator | $20,887 |
Filed as: NORTH STAR ASSET MANAGEMENT Service code 26 134 E WISCONSIN AVE · NEENAH, WI 54956 | Advisory (Participants) | $10,542 |
CLIFTONLARSONALLEN LLP4 years Filed as: CLIFTON LARSEN ALLEN Service code 26 220 S 6TH ST · MINNEAPOLIS, MN 55402 | Advisory (Participants) | $10,467 |
JOHNSON BANK1 year Filed as: JOHNSON FINANCIAL GROUP Service code 26 222 WEST COLLEGE AVENUE · APPLETON, WI 54911 | Advisory (Participants) | $6,746 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $152,917 | $55,470+175.7% | $155,556-1.7% | $74,478+105.3% |
| Participation rate | 96.6% | 61.9%+34.6pp | 78.2%+18.3pp | 67.2%+29.3pp |
| Annual return | 12.40% | 269.80%-257.4pp | 64.84%-52.4pp | 1370.56%-1358.2pp |
| Employer contribution / active EE | $6,139 | $2,267+170.8% | $4,675+31.3% | $2,626+133.8% |
| Participant deferral / active EE | $6,534 | $2,838+130.2% | $5,631+16.0% | $4,350+50.2% |
| Admin fee / account holder | $544 | $1,744-68.8% | $15,885-96.6% | $1,946-72.0% |