Filed April 17, 2017 (most recent of 2 filings on file)
Total covered: 12 employees
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| Provider | Service type | Compensation |
|---|---|---|
ASSOCIATED TRUST COMPANY, N.A.10+ years Service code 15 · EIN 30-0219031 | Recordkeeping | $189,155 |
RIDGEWORTH10+ years Filed as: GENEVA CAPITAL MANAGEMENT Service code 28 · EIN 39-1567956 | Investment Management | $185,220 |
MMA SECURITIES LLC3 years Service code 28 · EIN 22-3570392 | Investment Management | $60,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,687 | $118,945-5.3% | $115,599-2.5% | $100,573+12.0% |
| Participation rate | 100.0% | 85.7%+14.3pp | 74.3%+25.7pp | 70.9%+29.1pp |
| Annual return | 11.65% | 13.64%-2.0pp | 111.10%-99.4pp | 18.89%-7.2pp |
| Employer contribution / active EE | $4,919 | $3,798+29.5% | $2,955+66.4% | $3,763+30.7% |
| Participant deferral / active EE | $6,564 | $6,626-0.9% | $4,889+34.2% | $4,921+33.4% |
| Admin fee / account holder | $266 | $109+142.9% | $12,841-97.9% | $454-41.5% |