Filed June 20, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Unlock 10-year trajectory for $4.99 your first month
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY8 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $68,384 |
Service code 37 · EIN 04-2647786 | Loan Processing | $25,235 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $215,427 | $79,184+172.1% | $102,438+110.3% | $74,546+189.0% |
| Participation rate | 91.9% | 74.8%+17.2pp | 76.5%+15.4pp | 67.2%+24.7pp |
| Annual return | 13.02% | 54.95%-41.9pp | 29.37%-16.4pp | 1366.03%-1353.0pp |
| Employer contribution / active EE | $4,912 | $2,362+107.9% | $3,024+62.4% | $2,624+87.2% |
| Participant deferral / active EE | $8,803 | $4,414+99.4% | $5,054+74.2% | $4,347+102.5% |
| Admin fee / account holder | $633 | $2,001-68.4% | $9,448-93.3% | $1,944-67.5% |