Filed June 13, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Finders' ... | $71,501 |
Filed as: MORGAN STANLEY Service code 16 · EIN 11-3658445 | Consulting | $12,048 |
CLIFTONLARSONALLEN LLP2 years Filed as: CLIFTON LARSON ALLEN LLP Service code 10 · EIN 41-0746749 | Accounting | $11,970 |
BAIRD FUNDS10+ years Filed as: ROBERT W BAIRD INC. Service code 16 · EIN 39-6037917 | Consulting | $7,943 |
Filed as: AXA EQUITABLE LIFE INSURANCE COMPAN Service code 25 · EIN 13-5570651 | Directed Trustee | $574 |
MUTUAL OF AMERICA INVESTMENT CORP10+ years Filed as: MUTUAL OF AMERICA LIFE INSURANCE CO Service code 28 320 PARK AVENUE · NEW YORK, NY 10022 | Investment Management | $290 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,574 | $68,110-49.2% | $155,556-77.8% | $99,313-65.2% |
| Participation rate | 10.9% | 67.8%-56.9pp | 78.2%-67.4pp | 71.7%-60.8pp |
| Annual return | 14.36% | 16.16%-1.8pp | 64.84%-50.5pp | 17.67%-3.3pp |
| Employer contribution / active EE | $0 | $2,291-100.0% | $4,675-100.0% | $3,264-100.0% |
| Participant deferral / active EE | $474 | $3,865-87.7% | $5,631-91.6% | $5,346-91.1% |
| Admin fee / account holder | $120 | $94+28.1% | $15,885-99.2% | $109+10.3% |