Filed July 14, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $614,740 |
WEALTHSPIRE ADVISORS LLC5 years Filed as: WEALTHSPIRE ADVISORS, LLC Service code 33 · EIN 13-3831584 | Securities brokerage commissions and ... | $71,413 |
WFA ASSET MANAGEMENT CORP4 years Service code 33 · EIN 39-1659836 | Securities brokerage; Securities brok... | $53,349 |
LARSON FINANCIAL GROUP LLC10+ years Service code 33 · EIN 20-4773945 | Securities brokerage commissions and ... | $49,253 |
Service code 33 · EIN 41-2016508 | Securities brokerage commissions and ... | $31,053 |
CREATIVE PLANNING LLC5 years Filed as: CREATIVE PLANNING, LLC Service code 33 · EIN 43-1270780 | Securities brokerage commissions and ... | $27,391 |
ELLENBECKER INVESTMENT3 years Service code 33 · EIN 39-1868175 | Securities brokerage; Securities brok... | $18,540 |
THE MILWEALTH GROUP LLC1 year Service code 33 · EIN 39-1976985 | Securities brokerage; Securities brok... | $18,074 |
GOLDMAN SACHS10+ years Filed as: BLACKHAWK CAPITAL PARTNERS, LLC Service code 33 · EIN 45-2341486 | Securities brokerage; Securities brok... | $16,272 |
LANDAAS & COMPANY10+ years Service code 33 · EIN 39-1628643 | Securities brokerage; Securities brok... | $15,844 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $292,241 | $117,148+149.5% | $67,560+332.6% | $99,313+194.3% |
| Participation rate | 84.3% | 72.7%+11.6pp | 72.9%+11.4pp | 71.7%+12.6pp |
| Annual return | 12.69% | 14.15%-1.5pp | 3533.50%-3520.8pp | 17.67%-5.0pp |
| Employer contribution / active EE | $8,383 | $4,623+81.3% | $2,737+206.3% | $3,264+156.8% |
| Participant deferral / active EE | $12,927 | $4,782+170.3% | $4,004+222.9% | $5,346+141.8% |
| Admin fee / account holder | $114 | $50+126.7% | $3,994-97.2% | $109+4.0% |