Filed July 14, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Inves... | $614,740 |
WEALTHSPIRE ADVISORS LLC5 years Filed as: WEALTHSPIRE ADVISORS, LLC Service code 33 · EIN 13-3831584 | Securities brokerage commissions and ... | $71,413 |
WFA ASSET MANAGEMENT CORP4 years Service code 33 · EIN 39-1659836 | Securities brokerage; Securities brok... | $53,349 |
LARSON FINANCIAL GROUP LLC10+ years Service code 33 · EIN 20-4773945 | Securities brokerage commissions and ... | $49,253 |
Service code 33 · EIN 41-2016508 | Securities brokerage commissions and ... | $31,053 |
CREATIVE PLANNING LLC5 years Filed as: CREATIVE PLANNING, LLC Service code 33 · EIN 43-1270780 | Securities brokerage commissions and ... | $27,391 |
ELLENBECKER INVESTMENT3 years Service code 33 · EIN 39-1868175 | Securities brokerage; Securities brok... | $18,540 |
THE MILWEALTH GROUP LLC1 year Service code 33 · EIN 39-1976985 | Securities brokerage; Securities brok... | $18,074 |
GOLDMAN SACHS10+ years Filed as: BLACKHAWK CAPITAL PARTNERS, LLC Service code 33 · EIN 45-2341486 | Securities brokerage commissions and ... | $16,272 |
LANDAAS & COMPANY10+ years Service code 33 · EIN 39-1628643 | Securities brokerage commissions and ... | $15,844 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $292,241 | $117,148+149.5% | $67,575+332.5% | $99,314+194.3% |
| Participation rate | 84.3% | 72.7%+11.6pp | 72.9%+11.4pp | 71.7%+12.6pp |
| Annual return | 12.69% | 14.15%-1.5pp | 3528.98%-3516.3pp | 17.67%-5.0pp |
| Employer contribution / active EE | $8,383 | $4,623+81.3% | $2,736+206.4% | $3,264+156.8% |
| Participant deferral / active EE | $12,927 | $4,782+170.3% | $4,003+222.9% | $5,346+141.8% |
| Admin fee / account holder | $114 | $50+126.7% | $3,993-97.2% | $109+4.0% |