Filed February 10, 2016 (most recent of 2 filings on file)
Total covered: 5 employees
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $139,721 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $45,069 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $256,108 | $82,979+208.6% | $102,412+150.1% | $77,736+229.5% |
| Participation rate | 99.3% | 71.5%+27.8pp | 74.5%+24.8pp | 70.6%+28.7pp |
| Annual return | 23.46% | 19.11%+4.3pp | 24.94%-1.5pp | 31.26%-7.8pp |
| Employer contribution / active EE | $15,486 | $3,554+335.8% | $3,870+300.2% | $2,728+467.7% |
| Participant deferral / active EE | $10,426 | $4,109+153.7% | $5,060+106.0% | $4,651+124.2% |
| Admin fee / account holder | $522 | $639-18.2% | $8,388-93.8% | $433+20.5% |