Filed February 10, 2016 (most recent of 2 filings on file)
Total covered: 5 employees
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC8 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $154,620 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $49,144 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $261,223 | $92,224+183.2% | $105,223+148.3% | $79,634+228.0% |
| Participation rate | 98.7% | 69.2%+29.5pp | 75.0%+23.6pp | 62.5%+36.2pp |
| Annual return | 10.67% | 88.65%-78.0pp | 180.65%-170.0pp | 36.46%-25.8pp |
| Employer contribution / active EE | $15,952 | $3,965+302.3% | $3,689+332.5% | $2,529+530.7% |
| Participant deferral / active EE | $10,505 | $3,834+174.0% | $5,072+107.1% | $3,835+174.0% |
| Admin fee / account holder | $546 | $1,121-51.3% | $8,859-93.8% | $1,002-45.5% |