Filed July 30, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY8 years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 27 · EIN 26-4310632 | Advisory (Plan) | $89,876 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $83,754 |
CLIFTONLARSONALLEN LLP10+ years Service code 10 · EIN 41-0746749 | Accounting | $18,322 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $148,921 | $92,186+61.5% | $105,624+41.0% | $77,762+91.5% |
| Participation rate | 90.5% | 81.0%+9.4pp | 75.3%+15.2pp | 70.6%+19.9pp |
| Annual return | 15.88% | 17.83%-1.9pp | 116.20%-100.3pp | 31.27%-15.4pp |
| Employer contribution / active EE | $5,162 | $3,376+52.9% | $3,168+63.0% | $2,728+89.2% |
| Participant deferral / active EE | $7,268 | $5,395+34.7% | $5,013+45.0% | $4,651+56.3% |
| Admin fee / account holder | $375 | $219+71.2% | $10,961-96.6% | $433-13.4% |