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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $239,741 |
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 55 PO BOX 509026 · SAN DIEGO, CA 921509026 | Other Commissions | $81,990 |
Service code 27 6300 BRIDGE POINT PKWY BLDG 1 STE 3 · AUSTIN, TX 787305097 | Advisory (Plan) | $12,049 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $11,800 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,405 | $96,486-68.5% | $153,643-80.2% | $77,736-60.9% |
| Participation rate | 77.3% | 81.6%-4.3pp | 77.1%+0.3pp | 70.6%+6.8pp |
| Annual return | 22.11% | 14.44%+7.7pp | 15.71%+6.4pp | 31.26%-9.2pp |
| Employer contribution / active EE | $3,408 | $5,224-34.8% | $5,039-32.4% | $2,728+25.0% |
| Participant deferral / active EE | $5,644 | $6,609-14.6% | $6,754-16.4% | $4,651+21.4% |
| Admin fee / account holder | $281 | $182+54.0% | $12,739-97.8% | $433-35.1% |