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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $57,950 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT Service code 27 · EIN 39-2018056 | Advisory (Plan) | $16,193 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,169 | $90,064-17.6% | $100,415-26.1% | $77,762-4.6% |
| Participation rate | 76.8% | 81.3%-4.5pp | 81.5%-4.8pp | 70.6%+6.2pp |
| Annual return | 84.66% | 20.61%+64.0pp | 49.47%+35.2pp | 31.27%+53.4pp |
| Employer contribution / active EE | $1,608 | $3,043-47.2% | $3,943-59.2% | $2,728-41.0% |
| Participant deferral / active EE | $4,998 | $8,282-39.7% | $8,091-38.2% | $4,651+7.5% |
| Admin fee / account holder | $147 | $172-14.7% | $7,906-98.1% | $433-66.1% |