Filed July 11, 2018
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| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC8 years Filed as: STIFEL Service code 27 · EIN 43-0538770 | Advisory (Plan) | $60,005 |
BDO USA, LLP2 years Filed as: BDO USA, P.C. Service code 10 · EIN 13-5381590 | Accounting | $26,109 |
Service code 12 · EIN 13-3689044 | Claims processing; Finders' fees / pl... | $13,254 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,891 | $89,588-41.0% | $136,072-61.1% | $77,736-32.0% |
| Participation rate | 89.2% | 74.3%+14.9pp | 76.4%+12.8pp | 70.6%+18.6pp |
| Annual return | 17.08% | 17.42%-0.3pp | 580.46%-563.4pp | 31.26%-14.2pp |
| Employer contribution / active EE | $584 | $3,491-83.3% | $4,216-86.1% | $2,728-78.6% |
| Participant deferral / active EE | $3,884 | $5,592-30.5% | $7,028-44.7% | $4,651-16.5% |
| Admin fee / account holder | $109 | $539-79.9% | $6,718-98.4% | $433-74.9% |