Filed July 26, 2021 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $43,411 |
Filed as: EMPOWER ANNUITY INS CO OF AMERICA Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $21,816 |
PENTEGRA SERVICES, INC.5 years Filed as: PENTEGRA SERVICES Service code 13 6830 COMMERCE CT DR · BLACKLICK, OH 43004 | Contract Administrator | $10,142 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $136,415 | $88,203+54.7% | $165,100-17.4% | $74,478+83.2% |
| Participation rate | 100.0% | 73.1%+26.9pp | 78.6%+21.4pp | 67.2%+32.8pp |
| Annual return | 26.71% | 17.13%+9.6pp | 70.21%-43.5pp | 1370.56%-1343.9pp |
| Employer contribution / active EE | $1,584 | $2,601-39.1% | $4,348-63.6% | $2,626-39.7% |
| Participant deferral / active EE | $5,350 | $4,505+18.8% | $6,035-11.4% | $4,350+23.0% |
| Admin fee / account holder | $295 | $2,235-86.8% | $12,696-97.7% | $1,946-84.8% |