Filed July 26, 2021 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $46,478 |
Service code 99 23409 INDUSTRIAL PARK CT · FARMINGTON HILLS, MI 48335 | Other Fees | $39,608 |
Filed as: EMPOWER ANNUITY INS CO OF AMERICA Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $25,302 |
PENTEGRA SERVICES, INC.6 years Filed as: PENTEGRA SERVICES Service code 13 6830 COMMERCE CT DR · BLACKLICK, OH 43004 | Contract Administrator | $10,838 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $122,651 | $91,760+33.7% | $156,181-21.5% | $67,986+80.4% |
| Participation rate | 97.0% | 65.0%+32.0pp | 78.8%+18.2pp | 57.2%+39.8pp |
| Annual return | 12.82% | 18.14%-5.3pp | 64.87%-52.1pp | 31.67%-18.8pp |
| Employer contribution / active EE | $1,627 | $2,419-32.7% | $4,294-62.1% | $2,019-19.4% |
| Participant deferral / active EE | $5,672 | $3,960+43.2% | $6,132-7.5% | $3,358+68.9% |
| Admin fee / account holder | $276 | $3,949-93.0% | $14,586-98.1% | $3,203-91.4% |