Filed March 10, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $9,199 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,933 | $88,982-14.7% | $102,438-25.9% | $77,671-2.2% |
| Participation rate | 51.5% | 80.9%-29.4pp | 76.5%-25.0pp | 70.6%-19.1pp |
| Annual return | 9.64% | 25.01%-15.4pp | 29.37%-19.7pp | 31.21%-21.6pp |
| Employer contribution / active EE | $1,334 | $2,698-50.6% | $3,024-55.9% | $2,726-51.1% |
| Participant deferral / active EE | $2,877 | $5,144-44.1% | $5,054-43.1% | $4,648-38.1% |
| Admin fee / account holder | $22 | $236-90.6% | $9,448-99.8% | $430-94.8% |