Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $645,661 |
Service code 70 · EIN 04-3638035 | Consulting Fees | $93,174 |
CLIFTONLARSONALLEN LLP1 year Service code 10 · EIN 41-0746749 | Accounting | $11,813 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,575 | $159,391-78.3% | $102,423-66.2% | $99,062-65.1% |
| Participation rate | 96.3% | 88.6%+7.7pp | 76.5%+19.8pp | 71.6%+24.7pp |
| Annual return | 12.98% | 19.03%-6.1pp | 29.32%-16.3pp | 17.66%-4.7pp |
| Employer contribution / active EE | $2,145 | $4,207-49.0% | $3,023-29.1% | $3,262-34.3% |
| Participant deferral / active EE | $3,062 | $7,498-59.2% | $5,053-39.4% | $5,331-42.6% |
| Admin fee / account holder | $74 | $159-53.6% | $9,451-99.2% | $109-32.3% |