Filed January 5, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB TRUST BANK Service code 15 · EIN 82-3967259 | Recordkeeping | $276,473 |
COZAD ASSET MANAGEMENT5 years Filed as: COZAD ASSET MANAGEMENT INC. Service code 22 · EIN 37-0958133 | Insurance Broker | $77,330 |
CHOREO LLC3 years Service code 22 · EIN 41-1944416 | Insurance Broker | $40,262 |
LARSON FINANCIAL GROUP LLC2 years Service code 22 · EIN 20-4773945 | Insurance Broker | $34,038 |
RUEDI WEALTH MGMT INC5 years Service code 22 · EIN 47-1794932 | Insurance Broker | $13,663 |
Service code 22 · EIN 45-2496793 | Insurance Broker | $10,071 |
Filed as: MACROVIEW INVESTMENT Service code 22 · EIN 26-4133685 | Insurance Broker | $8,180 |
CREATIVE PLANNING LLC2 years Service code 22 · EIN 43-1270780 | Insurance Broker | $6,495 |
Service code 22 · EIN 85-4059820 | Insurance Broker | $5,041 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,249 | $73,283+1.3% | $155,509-52.3% | $106,382-30.2% |
| Participation rate | 97.2% | 73.3%+23.9pp | 78.2%+19.0pp | 69.9%+27.3pp |
| Annual return | 14.38% | 15.77%-1.4pp | 64.67%-50.3pp | 17.37%-3.0pp |
| Employer contribution / active EE | $2,051 | $2,247-8.8% | $4,672-56.1% | $3,364-39.0% |
| Participant deferral / active EE | $5,703 | $4,580+24.5% | $5,626+1.4% | $5,569+2.4% |
| Admin fee / account holder | $96 | $56+70.5% | $15,912-99.4% | $79+20.7% |