# CATERPILLAR INC. TAX DEFERRED RETIREMENT PLAN

Retirement plan sponsored by **CATERPILLAR INC.**. Form 5500 filing for plan year 2025.

| Field | Value |
|---|---|
| Sponsor | CATERPILLAR INC. |
| EIN | 370602744 |
| Plan number | 033 |
| Plan year | 2025 |
| Location | IRVING, TX |
| Industry | machinery |
| Total assets (end of year) | $912.5M |
| Participants | 9,341 |

## Service providers (Schedule C)

| Provider | Role |
|---|---|
| ALIGHT SOLUTIONS LLC | Investment advisory (participants); Direct payment from the plan |
| STRATEGIC BENEFIT ADVISORS | Direct payment from the plan; Consulting (general); Contract Administrator |
| ALIGHT SOLUTIONS LLC | Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.) |
| BNY MELLON | Shareholder servicing fees; Finders' fees / placement fees; Other fees; Securities brokerage commissions and fees |
| NORTHERN TRUST COMPANY | Trustee (bank, trust company, or similar financial institution); Direct payment from the plan |
| PWC | Direct payment from the plan; Accounting (including auditing) |
| CATERPILLAR INC | Direct payment from the plan; Employee (plan) |
| ALIGHT SOLUTIONS LLC | Securities brokerage; Distribution (12b-1) fees; Finders' fees / placement fees |

## Other plans from this sponsor

- CATERPILLAR 401(K) SAVINGS PLAN: https://planoptica.com/retirement/370602744-035
- CATERPILLAR INC. RETIREMENT INCOME PLAN: https://planoptica.com/retirement/370602744-002
- CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN: https://planoptica.com/retirement/370602744-001
- CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN: https://planoptica.com/retirement/370602744-037
- CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' PENSION PLAN: https://planoptica.com/retirement/370602744-039

## About this data

- Source: public Form 5500 filings from the U.S. Department of Labor (EBSA), rebuilt on each DOL release.
- Full page (charts, history, peer benchmarks, fees, contacts): https://planoptica.com/retirement/370602744-033
- Cite as: PlanOptica, https://planoptica.com/retirement/370602744-033
- More: https://planoptica.com/llms.txt · API waitlist: https://planoptica.com/developers