Retirement plan

ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Name: ROTH CORPORATION ROTH DISTRIBUTING - ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN (2024) Form 5500
Creator: ROTH CORPORATION ROTH DISTRIBUTING
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN, ROTH CORPORATION ROTH DISTRIBUTING

ROTH CORPORATION ROTH DISTRIBUTINGEIN 36-4259848Plan #001PY 2024

GARY K STOKER, 742 SOUTH BROADWAY - DENVER, CO 802094006303-373-9090

Prospect flagsHigh feesHigh assets / participant

How to read this page

Total assets (EOY)

$41.3M

+7.5% from 2023

Total participants

-9.2% from 2023

Average account balance

$606,940

+18.5% from 2023

Annual return

18.60%

-2.46 pp from 2023

Benchmarks

See 8,995 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants25-99

Cohort8,995 peers

Snapshot2024

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$41.27M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$607K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$711K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.60%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$75241

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2I2J2O2Q3I

Plan features

2I
Stock bonus
Stock bonus plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2O
ESOP other than a leveraged ESOP
Employee stock ownership plan that is not leveraged.
2Q
ESOP maintained by an S corporation
The employer maintaining this ESOP is an S corporation.
3I
Employer securities investment required
Plan requiring that all or part of employer contributions be invested and held at least for a limited period in employer securities.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$5.1M

$81212 / participant

Other / not subdivided$5M100.0%

% of EOY assets

12.397%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$606,940

$101,798+496.2%

$165,071+267.7%

$80,935+649.9%

Participation rate

98.4%

71.8%+26.6pp

78.6%+19.8pp

67.7%+30.8pp

Annual return

18.60%

16.73%+1.9pp

70.17%-51.6pp

35.66%-17.1pp

Employer contribution / active EE

$2,969

$2,954+0.5%

$4,347-31.7%

$2,757+7.7%

Participant deferral / active EE

$8,319

$4,476+85.8%

$6,035+37.8%

$4,299+93.5%

Admin fee / account holder

$75,241

$8,221+815.2%

$12,695+492.7%

$6,924+986.6%

ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion