Filed April 6, 2004 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $844,754 |
AON CONSULTING8 years Filed as: AON HEWITT INVESTMENT CONSULTANTS Service code 27 · EIN 36-2235791 | Advisory (Plan) | $514,000 |
GOLDMAN SACHS8 years Filed as: GOLDMAN SACHS ASSET MANAGEMENT LP Service code 19 · EIN 13-3575636 | Securities Custodian | $237,742 |
NORTHERN TRUST COMPANY9 years Filed as: NORTHERN TRUST INVESTMENT INC Service code 28 · EIN 36-1561860 | Investment Management | $108,218 |
Service code 28 · EIN 36-4291971 | Investment Management | $55,000 |
STATE STREET GLOBAL ADVISORS8 years Filed as: STATE STREET GLOBAL ADVISOR TRUST C Service code 19 · EIN 81-4017137 | Securities Custodian | $662 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $206,296 | $47,385+335.4% | $56,411+265.7% | $106,382+93.9% |
| Participation rate | 41.3% | 33.2%+8.1pp | 52.5%-11.2pp | 69.9%-28.6pp |
| Annual return | 7.10% | 17.29%-10.2pp | 1701.33%-1694.2pp | 17.37%-10.3pp |
| Employer contribution / active EE | $1,792 | $623+187.7% | $1,039+72.5% | $3,364-46.7% |
| Participant deferral / active EE | $2,917 | $1,440+102.5% | $1,952+49.4% | $5,569-47.6% |
| Admin fee / account holder | $97 | $78+24.5% | $2,829-96.6% | $79+22.8% |