Filed August 30, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
SHEPHERD KAPLAN LLC8 years Filed as: SHEPARD, KAPLAN, KROCHUCK, LLC Service code 27 · EIN 04-3404767 | Advisory (Plan) | $40,000 |
SENTINEL PENSION ADVISORS10+ years Filed as: SENTINEL BENEFITS GROUP, INC. Service code 15 · EIN 04-3015875 | Recordkeeping | $36,305 |
FORVIS, LLP2 years Filed as: MAZARS USA LLP Service code 10 · EIN 13-1459550 | Accounting | $16,800 |
Filed as: FIDELITY INVESTMENTS Service code 19 P.O. BOX 770002 · CINCINNATI, OH 45277 | Securities Custodian | $7,170 |
RELIANCE TRUST COMPANY7 years Filed as: RELIANCE TRUST Service code 21 · EIN 46-6625485 | Bank Trustee | $6,316 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $180,380 | $79,209+127.7% | $102,434+76.1% | $74,459+142.3% |
| Participation rate | 100.0% | 74.8%+25.2pp | 76.5%+23.5pp | 67.2%+32.8pp |
| Annual return | 13.79% | 54.98%-41.2pp | 29.46%-15.7pp | 1369.70%-1355.9pp |
| Employer contribution / active EE | $6,346 | $2,362+168.6% | $3,023+109.9% | $2,626+141.7% |
| Participant deferral / active EE | $8,560 | $4,417+93.8% | $5,055+69.3% | $4,350+96.8% |
| Admin fee / account holder | $404 | $2,002-79.8% | $9,462-95.7% | $1,945-79.2% |