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| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES10+ years Filed as: RAYMOND JAMES & ASSOCIATES Service code 27 101 SOUTH FIFTH STREET SUITE 1900 · LOUISVILLE, KY 40202 | Advisory (Plan) | $76,291 |
BAIRD FUNDS6 years Filed as: ROBERT W. BAIRD & CO. Service code 27 202 S. COLLEGE AVENUE · BLOOMINGTON, IN 47404 | Advisory (Plan) | $30,804 |
SECURITIES AMERICA INC10+ years Filed as: SECURITIES AMERICA INC. Service code 27 6006 BROWNSBORO PARK BLVD SUITE E · LOUISVILLE, KY 40207 | Advisory (Plan) | $27,299 |
CUNNINGHAM & CUNNINGHAM LLP4 years Filed as: CUNNINGHAM FINANCIAL GROUP Service code 27 4801 OLYMPIA PARK PLAZA SUITE 4000 · LOUISVILLE, KY 40241 | Advisory (Plan) | $21,809 |
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY Service code 27 4969 US HIGHWAY 42 STE 1200 · LOUISVILLE, KY 40222 | Advisory (Plan) | $17,975 |
GLENVIEW STATE BANK10+ years Filed as: THE GLENVIEW TRUST COMPANY Service code 27 4969 US HIGHWAY 42 SUITE 2000 · LOUISVILLE, KY 40222 | Advisory (Plan) | $17,751 |
CHARLES SCHWAB & CO., INC.10+ years Filed as: CHARLES SCHWAB Service code 27 2423 E. LINCOLN DRIVE · PHOENIX, AZ 85016 | Advisory (Plan) | $14,273 |
MERITRUST WEALTH MANAGEMENT5 years Service code 27 702 NORTH SHORE DRIVE SUITE 501 · JEFFERSONVILLE, IN 47130 | Advisory (Plan) | $9,000 |
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $7,144 |
MATRIX TRUST COMPANY6 years Service code 18 | Direct payment from the plan; Trustee... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,294 | $50,902+156.0% | $155,534-16.2% | $77,736+67.6% |
| Participation rate | 98.2% | 63.1%+35.1pp | 78.2%+20.0pp | 70.6%+27.6pp |
| Annual return | 12.47% | 34.85%-22.4pp | 64.92%-52.4pp | 31.26%-18.8pp |
| Employer contribution / active EE | $5,716 | $1,991+187.0% | $4,675+22.3% | $2,728+109.5% |
| Participant deferral / active EE | $4,337 | $2,824+53.6% | $5,630-23.0% | $4,651-6.8% |
| Admin fee / account holder | $508 | $437+16.2% | $15,900-96.8% | $433+17.2% |