Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $27,157 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SVCS INS AGCY INC Service code 55 1000 HARBOR BLVD 8TH FL · WEEHAWKEN, NJ 07087 | Other Commissions | $11,004 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $9,263 |
Service code 27 801 PARK AVE · WINONA LAKE, IN 46590 | Advisory (Plan) | $4,204 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,872 | $55,470-49.8% | $155,556-82.1% | $74,478-62.6% |
| Participation rate | 67.2% | 61.9%+5.3pp | 78.2%-11.0pp | 67.2%0pp |
| Annual return | 14.59% | 269.80%-255.2pp | 64.84%-50.3pp | 1370.56%-1356.0pp |
| Employer contribution / active EE | $2,528 | $2,267+11.5% | $4,675-45.9% | $2,626-3.8% |
| Participant deferral / active EE | $1,620 | $2,838-42.9% | $5,631-71.2% | $4,350-62.8% |
| Admin fee / account holder | $356 | $1,744-79.6% | $15,885-97.8% | $1,946-81.7% |