Filed January 3, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY9 years Filed as: MORGAN STANLEY Service code 28 · EIN 26-4310632 | Investment Management | $32,347 |
AMERICAN UNITED LIFE INSURANCE CO10+ years Service code 15 · EIN 35-0145825 | Recordkeeping | $12,167 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,268 | $58,911+4.0% | $129,384-52.6% | $77,736-21.2% |
| Participation rate | 37.5% | 59.4%-21.9pp | 69.6%-32.1pp | 70.6%-33.1pp |
| Annual return | 12.07% | 24.75%-12.7pp | 9461.77%-9449.7pp | 31.26%-19.2pp |
| Employer contribution / active EE | $1,267 | $1,955-35.2% | $4,153-69.5% | $2,728-53.5% |
| Participant deferral / active EE | $1,621 | $3,220-49.7% | $4,166-61.1% | $4,651-65.1% |
| Admin fee / account holder | $124 | $592-79.1% | $7,686-98.4% | $433-71.5% |