Filed January 3, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY9 years Filed as: MORGAN STANLEY Service code 28 · EIN 26-4310632 | Investment Management | $32,347 |
AMERICAN UNITED LIFE INSURANCE CO10+ years Service code 15 · EIN 35-0145825 | Recordkeeping | $12,167 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,268 | $58,778+4.2% | $129,295-52.6% | $77,671-21.1% |
| Participation rate | 37.5% | 59.2%-21.7pp | 69.6%-32.1pp | 70.6%-33.1pp |
| Annual return | 12.07% | 24.73%-12.7pp | 9429.28%-9417.2pp | 31.21%-19.1pp |
| Employer contribution / active EE | $1,267 | $1,952-35.1% | $4,157-69.5% | $2,726-53.5% |
| Participant deferral / active EE | $1,621 | $3,212-49.5% | $4,169-61.1% | $4,648-65.1% |
| Admin fee / account holder | $124 | $589-79.0% | $7,665-98.4% | $430-71.3% |