Filed March 17, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $464,286 |
KP LYNCH CPA PC1 year Filed as: KP LYNCH CPA Service code 10 4329 FOUR ROD ROAD · EAST AURORA, NY 14052 | Accounting | $19,690 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $464 |
CHARLES SCHWAB & CO., INC.9 years Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,921 | $159,391-26.6% | $102,423+14.2% | $99,062+18.0% |
| Participation rate | 94.0% | 88.6%+5.5pp | 76.5%+17.5pp | 71.6%+22.4pp |
| Annual return | 22.15% | 19.03%+3.1pp | 29.32%-7.2pp | 17.66%+4.5pp |
| Employer contribution / active EE | $3,872 | $4,207-8.0% | $3,023+28.1% | $3,262+18.7% |
| Participant deferral / active EE | $7,873 | $7,498+5.0% | $5,053+55.8% | $5,331+47.7% |
| Admin fee / account holder | $39 | $159-75.7% | $9,451-99.6% | $109-64.5% |