Filed April 19, 2023
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.8 years Filed as: WELLS FARGO CLEARING SERVICES LLC Service code 55 · EIN 23-2384840 | Other Commissions | $26,153 |
MARCUM LLP3 years Service code 10 · EIN 11-1986323 | Accounting | $17,393 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $17,020 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,137 | $36,707+17.5% | $69,632-38.1% | $77,762-44.5% |
| Participation rate | 73.9% | 64.1%+9.8pp | 66.4%+7.4pp | 70.6%+3.3pp |
| Annual return | 12.01% | 39.03%-27.0pp | 101.32%-89.3pp | 31.27%-19.3pp |
| Employer contribution / active EE | $1,289 | $1,236+4.3% | $1,708-24.5% | $2,728-52.8% |
| Participant deferral / active EE | $4,178 | $2,710+54.2% | $2,889+44.6% | $4,651-10.2% |
| Admin fee / account holder | $57 | $510-88.8% | $4,695-98.8% | $433-86.8% |