Filed October 24, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
TRANSITION FINANCE STRATEGIES, LLC10+ years Filed as: TRANSITION FINANCE STRATEGIES/BREA Service code 15 · EIN 13-4238973 | Recordkeeping | $17,185 |
ARGENT TRUST COMPANY10+ years Service code 21 · EIN 62-1437218 | Bank Trustee | $14,943 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANELY SMITH/BARNEY Service code 21 3750 UNIVERSITY AVENUE · RIVERSIDE, CA 92501 | Bank Trustee | $8,099 |
PRAIRIE CAPITAL ADVISORS10+ years Service code 34 · EIN 36-4072641 | Valuation (appraisals, etc.) | $5,250 |
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $200,669 | $59,417+237.7% | $93,606+114.4% | $74,495+169.4% |
| Participation rate | 99.4% | 59.7%+39.7pp | 68.7%+30.6pp | 67.2%+32.2pp |
| Annual return | 34.54% | 81.83%-47.3pp | 133.20%-98.7pp | 1364.94%-1330.4pp |
| Employer contribution / active EE | $6,759 | $1,264+434.9% | $2,420+179.3% | $2,623+157.7% |
| Participant deferral / active EE | $0 | $3,050-100.0% | $4,411-100.0% | $4,346-100.0% |
| Admin fee / account holder | $178 | $3,021-94.1% | $8,285-97.9% | $1,942-90.9% |