Filed April 17, 2024
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $65,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $13,093 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,427 | $106,110+22.0% | $147,005-12.0% | $77,671+66.6% |
| Participation rate | 98.0% | 78.4%+19.6pp | 82.2%+15.8pp | 70.6%+27.4pp |
| Annual return | 13.57% | 56.77%-43.2pp | 418.76%-405.2pp | 31.21%-17.6pp |
| Employer contribution / active EE | $5,472 | $4,065+34.6% | $4,934+10.9% | $2,726+100.7% |
| Participant deferral / active EE | $8,076 | $7,992+1.1% | $8,070+0.1% | $4,648+73.8% |
| Admin fee / account holder | $15 | $338-95.5% | $13,006-99.9% | $430-96.4% |