Filed April 17, 2024
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $65,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $13,093 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,427 | $106,264+21.8% | $147,117-12.0% | $77,762+66.4% |
| Participation rate | 98.0% | 78.4%+19.6pp | 82.2%+15.8pp | 70.6%+27.4pp |
| Annual return | 13.57% | 56.94%-43.4pp | 420.54%-407.0pp | 31.27%-17.7pp |
| Employer contribution / active EE | $5,472 | $4,074+34.3% | $4,932+10.9% | $2,728+100.6% |
| Participant deferral / active EE | $8,076 | $8,003+0.9% | $8,065+0.1% | $4,651+73.6% |
| Admin fee / account holder | $15 | $334-95.4% | $12,993-99.9% | $433-96.5% |