Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $335,784 |
KEATING, MUETHING & KLEKAMP PLL10+ years Service code 50 · EIN 31-0570030 | Direct Payment | $155,807 |
Filed as: CREATIVE PLANNING, LOCKTON RETIREME Service code 70 PO BOX 952032 · ST. LOUIS, MO 63195 | Consulting Fees | $71,000 |
PRICEWATERHOUSECOOPERS LLP3 years Filed as: PRICE WATERHOUSE COOPERS Service code 10 P.O. BOX 7247-8001 · PHILADELPHIA, PA 191708001 | Accounting | $45,500 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,110 | $122,128-54.1% | $147,117-61.9% | $200,096-72.0% |
| Participation rate | 83.1% | 78.2%+5.0pp | 82.2%+1.0pp | 72.0%+11.1pp |
| Annual return | 13.27% | 30.58%-17.3pp | 420.54%-407.3pp | 34.26%-21.0pp |
| Employer contribution / active EE | $1,200 | $4,093-70.7% | $4,932-75.7% | $3,038-60.5% |
| Participant deferral / active EE | $4,187 | $8,484-50.6% | $8,065-48.1% | $5,090-17.7% |
| Admin fee / account holder | $166 | $180-7.7% | $12,993-98.7% | $269-38.5% |