Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $62,760 |
Filed as: MERRILL LYNCH PIERCE FENNER SMITH Service code 26 · EIN 13-5674085 | Advisory (Participants) | $62,028 |
MARINER LLC7 years Service code 26 · EIN 20-4553256 | Advisory (Participants) | $38,035 |
AT INVESTMENT ADVISERS INC7 years Filed as: AT INVESTMENT ADVISORS Service code 26 · EIN 20-0822261 | Advisory (Participants) | $26,875 |
WOODLEY FARRA MANION PORTFOLIO10+ years Service code 26 · EIN 35-1964649 | Advisory (Participants) | $20,909 |
MORGAN STANLEY SMITH BARNEY9 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 19 · EIN 11-3658445 | Securities Custodian | $20,306 |
CURRY WEBB WEALTH MANAGEMENT2 years Service code 26 · EIN 46-2221312 | Advisory (Participants) | $17,901 |
Service code 26 · EIN 88-0967642 | Advisory (Participants) | $10,780 |
MCF ADVISORS LLC6 years Service code 26 · EIN 20-0566061 | Advisory (Participants) | $9,083 |
NORTHWESTERN MUTUAL INVESTMENT SERV10+ years Filed as: NORTHWESTERN MUTUAL Service code 26 · EIN 39-2018056 | Advisory (Participants) | $8,748 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $469,777 | $122,128+284.7% | $147,117+219.3% | $200,096+134.8% |
| Participation rate | 96.8% | 78.2%+18.6pp | 82.2%+14.6pp | 72.0%+24.8pp |
| Annual return | 14.40% | 30.58%-16.2pp | 420.54%-406.1pp | 34.26%-19.9pp |
| Employer contribution / active EE | $17,314 | $4,093+323.0% | $4,932+251.0% | $3,038+470.0% |
| Participant deferral / active EE | $13,702 | $8,484+61.5% | $8,065+69.9% | $5,090+169.2% |
| Admin fee / account holder | $180 | $180+0.2% | $12,993-98.6% | $269-33.2% |