Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $62,760 |
Filed as: MERRILL LYNCH PIERCE FENNER SMITH Service code 26 · EIN 13-5674085 | Advisory (Participants) | $62,028 |
MARINER LLC7 years Service code 26 · EIN 20-4553256 | Advisory (Participants) | $38,035 |
AT INVESTMENT ADVISERS INC7 years Filed as: AT INVESTMENT ADVISORS Service code 26 · EIN 20-0822261 | Advisory (Participants) | $26,875 |
WOODLEY FARRA MANION PORTFOLIO10+ years Service code 26 · EIN 35-1964649 | Advisory (Participants) | $20,909 |
MORGAN STANLEY SMITH BARNEY9 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 19 · EIN 11-3658445 | Securities Custodian | $20,306 |
CURRY WEBB WEALTH MANAGEMENT2 years Service code 26 · EIN 46-2221312 | Advisory (Participants) | $17,901 |
Service code 26 · EIN 88-0967642 | Advisory (Participants) | $10,780 |
MCF ADVISORS LLC6 years Service code 26 · EIN 20-0566061 | Advisory (Participants) | $9,083 |
NORTHWESTERN MUTUAL INVESTMENT SERV10+ years Filed as: NORTHWESTERN MUTUAL Service code 26 · EIN 39-2018056 | Advisory (Participants) | $8,748 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $469,777 | $122,186+284.5% | $146,958+219.7% | $199,593+135.4% |
| Participation rate | 96.8% | 78.3%+18.5pp | 82.2%+14.6pp | 72.0%+24.8pp |
| Annual return | 14.40% | 30.56%-16.2pp | 418.34%-403.9pp | 34.25%-19.9pp |
| Employer contribution / active EE | $17,314 | $4,093+323.0% | $4,933+251.0% | $3,034+470.6% |
| Participant deferral / active EE | $13,702 | $8,502+61.2% | $8,070+69.8% | $5,087+169.4% |
| Admin fee / account holder | $180 | $179+0.6% | $12,998-98.6% | $269-33.1% |