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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $140,178 |
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK STREET · NASHVILLE, TN 37238 | Advisory (Plan) | $89,088 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $30,296 |
ACUFF & ASSOCIATES, INC.6 years Service code 13 320 SEVEN SPRINGS WAY · BRENTWOOD, TN 37027 | Contract Administrator | $13,791 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,227 | $55,423-2.2% | $155,602-65.2% | $74,400-27.1% |
| Participation rate | 99.5% | 61.9%+37.6pp | 78.2%+21.3pp | 67.2%+32.3pp |
| Annual return | 23.93% | 269.07%-245.1pp | 64.81%-40.9pp | 1367.51%-1343.6pp |
| Employer contribution / active EE | $6,399 | $2,266+182.4% | $4,675+36.9% | $2,624+143.8% |
| Participant deferral / active EE | $11,773 | $2,835+315.3% | $5,629+109.2% | $4,348+170.8% |
| Admin fee / account holder | $792 | $1,744-54.6% | $15,923-95.0% | $1,944-59.2% |