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| Provider | Service type | Compensation |
|---|---|---|
Filed as: DUNCAN WILLIAMS ASSET MGT Service code 26 · EIN 47-3030907 5350 POPLAR AVE STE 600 · MEMPHIS, TN 38119 | Advisory (Participants) | $40,888 |
Filed as: B. RILEY WEALTH MANAGEMENT Service code 26 · EIN 62-1518255 40 S. MAIN STREET · MEMPHIS, TN 38103 | Advisory (Participants) | $27,132 |
Service code 15 · EIN 01-0233334 PO BOX 55765 · BOSTON, MA 02205 | Recordkeeping | $1,108 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $143,713 | $101,591+41.5% | $147,096-2.3% | $74,429+93.1% |
| Participation rate | 95.0% | 75.5%+19.4pp | 82.2%+12.8pp | 67.2%+27.7pp |
| Annual return | 13.20% | 8746.45%-8733.3pp | 419.75%-406.6pp | 1368.38%-1355.2pp |
| Employer contribution / active EE | $6,351 | $3,813+66.6% | $4,936+28.7% | $2,625+142.0% |
| Participant deferral / active EE | $8,533 | $7,302+16.9% | $8,071+5.7% | $4,348+96.2% |
| Admin fee / account holder | $548 | $1,750-68.7% | $13,005-95.8% | $1,944-71.8% |