Filed May 10, 2021
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $25,954 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $7,362 |
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $4,475 | $29,569-84.9% | $56,077-92.0% | $77,714-94.2% |
| Participation rate | 69.7% | 32.6%+37.1pp | 52.5%+17.2pp | 70.6%-0.9pp |
| Annual return | 12.34% | 18.90%-6.6pp | 1709.28%-1696.9pp | 31.26%-18.9pp |
| Employer contribution / active EE | $521 | $569-8.4% | $1,040-49.9% | $2,727-80.9% |
| Participant deferral / active EE | $809 | $1,061-23.7% | $1,954-58.6% | $4,649-82.6% |
| Admin fee / account holder | $104 | $1,042-90.1% | $2,825-96.3% | $433-76.1% |