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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $135,636 |
MORGAN STANLEY SMITH BARNEY4 years Service code 15 · EIN 20-8764829 | Recordkeeping | $61,453 |
ADP BROKER-DEALER9 years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,467 | $92,076-10.4% | $105,607-21.9% | $77,736+6.1% |
| Participation rate | 85.4% | 81.0%+4.4pp | 75.3%+10.1pp | 70.6%+14.8pp |
| Annual return | 16.59% | 17.84%-1.3pp | 116.11%-99.5pp | 31.26%-14.7pp |
| Employer contribution / active EE | $3,645 | $3,370+8.2% | $3,167+15.1% | $2,728+33.6% |
| Participant deferral / active EE | $8,265 | $5,390+53.4% | $5,011+64.9% | $4,651+77.7% |
| Admin fee / account holder | $159 | $219-27.4% | $10,958-98.5% | $433-63.3% |