Filed November 26, 2016
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SIGNATURE ESTATE AND INVESTMENT Service code 99 | Other Fees | $41,299 |
Filed as: VOYA RETIREMENT INS AND ANNUITY CO Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $24,857 |
PBMARES, LLP4 years Service code 49 · EIN 54-3707072 | Other Services | $12,808 |
Filed as: VOYA RETIREMENT ADVISORS, LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $9,142 |
Service code 99 · EIN 95-4806910 | Other Fees | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,096 | $106,230-67.0% | $147,080-76.1% | $77,736-54.9% |
| Participation rate | 94.8% | 78.4%+16.4pp | 82.2%+12.6pp | 70.6%+24.2pp |
| Annual return | 28.60% | 56.91%-28.3pp | 420.17%-391.6pp | 31.26%-2.7pp |
| Employer contribution / active EE | $2,216 | $4,072-45.6% | $4,933-55.1% | $2,728-18.8% |
| Participant deferral / active EE | $6,487 | $8,001-18.9% | $8,066-19.6% | $4,651+39.5% |
| Admin fee / account holder | $62 | $338-81.7% | $12,989-99.5% | $433-85.7% |