Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $3,168 |
ADP BROKER-DEALER8 years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Filed as: B. RILEY WEALTH MANAGEMENT Service code 49 6000 POPLAR AVE · MEMPHIS, TN 38119 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,324 | $48,327-31.0% | $67,575-50.7% | $80,935-58.8% |
| Participation rate | 45.7% | 66.4%-20.7pp | 72.9%-27.2pp | 67.7%-21.9pp |
| Annual return | 12.43% | 18.31%-5.9pp | 3528.98%-3516.5pp | 35.66%-23.2pp |
| Employer contribution / active EE | $537 | $2,022-73.4% | $2,736-80.4% | $2,757-80.5% |
| Participant deferral / active EE | $3,154 | $2,927+7.8% | $4,003-21.2% | $4,299-26.6% |
| Admin fee / account holder | $36 | $3,692-99.0% | $3,993-99.1% | $6,924-99.5% |