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| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC5 years Filed as: FUTUREPLAN BY ASCENSUS Service code 16 · EIN 82-3719843 PO BOX 734602 · CHICAGO, IL 606730000 | Consulting | $0 |
Filed as: LEAFHOUSE FINANCIAL ADVISORS LLC Service code 28 · EIN 26-4311657 6504 BRIDGEPOINT PARKWAY · AUSTIN, TX 78730 | Investment Management | $0 |
NATIONWIDE7 years Service code 15 · EIN 31-1592130 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $0 |
PARK AVENUE SECURITIES LLC6 years Service code 33 | Securities brokerage | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,708 | $55,470+54.5% | $155,556-44.9% | $74,478+15.1% |
| Participation rate | 69.5% | 61.9%+7.6pp | 78.2%-8.7pp | 67.2%+2.3pp |
| Annual return | 17.02% | 269.80%-252.8pp | 64.84%-47.8pp | 1370.56%-1353.5pp |
| Employer contribution / active EE | $3,050 | $2,267+34.5% | $4,675-34.8% | $2,626+16.1% |
| Participant deferral / active EE | $10,027 | $2,838+253.3% | $5,631+78.1% | $4,350+130.5% |
| Admin fee / account holder | $84 | $1,744-95.2% | $15,885-99.5% | $1,946-95.7% |