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| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES, INC. Service code 15 · EIN 04-2675571 | Recordkeeping | $43,277 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $15,567 |
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,742 | $45,022-5.1% | $85,126-49.8% | $77,714-45.0% |
| Participation rate | 93.8% | 48.7%+45.1pp | 67.5%+26.2pp | 70.6%+23.2pp |
| Annual return | 15.82% | 79.38%-63.6pp | 66.63%-50.8pp | 31.26%-15.4pp |
| Employer contribution / active EE | $408 | $1,610-74.6% | $2,731-85.0% | $2,727-85.0% |
| Participant deferral / active EE | $3,840 | $2,811+36.6% | $4,523-15.1% | $4,649-17.4% |
| Admin fee / account holder | $98 | $913-89.3% | $6,160-98.4% | $433-77.4% |