Filed January 1, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $102,073 |
SIGNATURE ESTATE & INVESTMENT2+ years Filed as: SEIA LLC Service code 15 · EIN 95-4806910 | Recordkeeping | $59,585 |
Filed as: CHARLES SCHWAB INVESTMENT MGMT INC. Service code 33 · EIN 94-3106735 | Securities brokerage | $50 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $119,873 | $45,109+165.7% | $85,240+40.6% | $77,762+54.2% |
| Participation rate | 94.7% | 48.7%+46.0pp | 67.5%+27.1pp | 70.6%+24.1pp |
| Annual return | 15.35% | 79.55%-64.2pp | 66.75%-51.4pp | 31.27%-15.9pp |
| Employer contribution / active EE | $5,355 | $1,602+234.4% | $2,735+95.8% | $2,728+96.3% |
| Participant deferral / active EE | $11,856 | $2,814+321.4% | $4,527+161.9% | $4,651+154.9% |
| Admin fee / account holder | $458 | $915-49.9% | $6,165-92.6% | $433+5.8% |