Filed June 8, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 7-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
DUNBAR, BENDER & ZAPF, INC.3 years Filed as: DUNBAR BENDER & ZAPF INC Service code 13 400 HOLIDAY DRIVE STE 102 · PITTSBURGH, PA 15220 | Contract Administrator | $36,327 |
Filed as: EMPOWER ANNUITY INSURANCE CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $29,122 |
WELLS FARGO BANK, N.A.3 years Filed as: WELLS FARGO ADVISORS LLC Service code 27 401 S TRYON ST 11TH FLR · CHARLOTTE, NC 28081 | Advisory (Plan) | $13,551 |
DUNBAR, BENDER & ZAPF, INC.3 years Filed as: DUNBAR, BENDER & ZAPF Service code 13 | Contract Administrator | $1,694 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,601 | $49,915-58.7% | $154,803-86.7% | $74,304-72.3% |
| Participation rate | 61.8% | 54.0%+7.9pp | 78.1%-16.2pp | 60.3%+1.5pp |
| Annual return | 18.83% | 34.06%-15.2pp | 58.88%-40.1pp | 29.43%-10.6pp |
| Employer contribution / active EE | $856 | $1,611-46.9% | $4,305-80.1% | $2,241-61.8% |
| Participant deferral / active EE | $2,773 | $2,255+23.0% | $5,540-50.0% | $3,767-26.4% |
| Admin fee / account holder | $330 | $2,189-84.9% | $14,329-97.7% | $2,969-88.9% |