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| Provider | Service type | Compensation |
|---|---|---|
HORNER TOWNSEND & KENT INC2 years Service code 15 · EIN 23-1706189 | Recordkeeping | $34,118 |
DFPG INVESTMENTS INC2 years Filed as: DFPG INVESTMENTS LLC Service code 15 · EIN 27-3648334 | Recordkeeping | $29,605 |
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $2,230 |
ADP BROKER-DEALER2 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $354,084 | $88,360+300.7% | $145,433+143.5% | $67,986+420.8% |
| Participation rate | 100.0% | 65.5%+34.5pp | 82.1%+17.9pp | 57.2%+42.8pp |
| Annual return | 17.33% | 63.15%-45.8pp | 66.58%-49.2pp | 31.67%-14.3pp |
| Employer contribution / active EE | $12,245 | $3,054+301.0% | $4,554+168.9% | $2,019+506.6% |
| Participant deferral / active EE | $12,506 | $5,932+110.8% | $7,897+58.4% | $3,358+272.4% |
| Admin fee / account holder | $534 | $3,313-83.9% | $13,129-95.9% | $3,203-83.3% |