Filed October 21, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE CO Service code 64 · EIN 04-1590850 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $476,983 |
LOCK & WELSH PC2 years Service code 10 1501 LOWER STATE RD · NORTH WALES, PA 19454 | Accounting | $38,000 |
Filed as: CORNERSTONE ADVISORS ASSET MANAGEME Service code 27 · EIN 75-3204798 74 W BROAD ST · BETHLEHEM, PA 18018 | Advisory (Plan) | $36,948 |
NFP RETIREMENT INC1 year Filed as: NFP CORPORATE SERVICES (PA), INC. Service code 13 · EIN 13-4096969 2600 KELLY ROAD · WARRINGTON, PA 18976 | Contract Administrator | $32,175 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,721 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,740 | $68,110-32.8% | $155,556-70.6% | $99,313-53.9% |
| Participation rate | 42.4% | 67.8%-25.4pp | 78.2%-35.8pp | 71.7%-29.3pp |
| Annual return | 13.68% | 16.16%-2.5pp | 64.84%-51.2pp | 17.67%-4.0pp |
| Employer contribution / active EE | $416 | $2,291-81.9% | $4,675-91.1% | $3,264-87.3% |
| Participant deferral / active EE | $1,626 | $3,865-57.9% | $5,631-71.1% | $5,346-69.6% |
| Admin fee / account holder | $175 | $94+86.4% | $15,885-98.9% | $109+60.5% |