See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO10+ years Service code 12 · EIN 04-2647786 | Direct payment from the plan; Recordk... | $41,460 |
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH Service code 28 · EIN 13-5674085 | Investment Management | $20,910 |
EQUITABLE ADVISORS LLC4 years Filed as: EQUITABLE ADVISORS Service code 16 LPL FINANCIAL · SAN DIEGO, CA 92121 | Consulting | $12,347 |
STIFEL NICOLAUS & CO INC5 years Filed as: STIFEL, NICOLAUS & COMPANY, INC. Service code 16 ONE FINANCIAL PLAZA · ST. LOUIS, MO 63102 | Consulting | $6,764 |
STRATEGIC ADVISORS, INC.2 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $2,337 |
Filed as: NORTHWESTERN MUTUAL - NMWMC Service code 12 · EIN 39-2018056 | Claims processing; Other insurance fe... | $2,080 |
Service code 12 · EIN 06-0194148 | Other insurance fees and expenses; Cl... | $1,220 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $306,762 | $101,317+202.8% | $146,958+108.7% | $74,495+311.8% |
| Participation rate | 94.6% | 75.5%+19.0pp | 82.2%+12.4pp | 67.2%+27.4pp |
| Annual return | 11.95% | 8730.91%-8719.0pp | 418.34%-406.4pp | 1364.94%-1353.0pp |
| Employer contribution / active EE | $7,278 | $3,810+91.0% | $4,933+47.5% | $2,623+177.5% |
| Participant deferral / active EE | $9,362 | $7,303+28.2% | $8,070+16.0% | $4,346+115.4% |
| Admin fee / account holder | $313 | $1,739-82.0% | $12,998-97.6% | $1,942-83.9% |