Filed January 11, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $16,907 |
Service code 15 · EIN 16-1450952 | Recordkeeping | $11,969 |
Filed as: FOCUS PARTNERS WEALTH Service code 27 · EIN 90-0751149 | Advisory (Plan) | $11,839 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,955 | $88,982-10.1% | $102,438-21.9% | $77,671+2.9% |
| Participation rate | 80.9% | 80.9%0pp | 76.5%+4.4pp | 70.6%+10.4pp |
| Annual return | 12.15% | 25.01%-12.9pp | 29.37%-17.2pp | 31.21%-19.1pp |
| Employer contribution / active EE | $992 | $2,698-63.2% | $3,024-67.2% | $2,726-63.6% |
| Participant deferral / active EE | $3,968 | $5,144-22.9% | $5,054-21.5% | $4,648-14.6% |
| Admin fee / account holder | $156 | $236-33.8% | $9,448-98.3% | $430-63.8% |