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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $109,733 |
MMLIS1 year Service code 55 1295 STATE STREET · SPRINGFIELD, MA 01111 | Other Commissions | $46,216 |
MICHAEL ROSEN & COMPANY8 years Service code 10 261 OLD YORK RD STE 511 · JENKINTOWN, PA 19046 | Accounting | $14,022 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,241 | $78,562+37.8% | $105,608+2.5% | $74,429+45.4% |
| Participation rate | 90.7% | 72.8%+17.9pp | 75.3%+15.4pp | 67.2%+23.5pp |
| Annual return | 12.27% | 15.94%-3.7pp | 116.50%-104.2pp | 1368.38%-1356.1pp |
| Employer contribution / active EE | $2,039 | $2,521-19.1% | $3,167-35.6% | $2,625-22.3% |
| Participant deferral / active EE | $6,421 | $4,321+48.6% | $5,010+28.2% | $4,348+47.7% |
| Admin fee / account holder | $643 | $2,217-71.0% | $11,028-94.2% | $1,944-66.9% |