Filed June 8, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Claims pr... | $421,959 |
SAGEVIEW ADVISORY GROUP, LLC9 years Filed as: SAGEVIEW ADVISORY GROUP Service code 16 · EIN 33-0818667 | Consulting | $146,895 |
CARON & BLETZER, PLLC6 years Filed as: CARON & BLETZER, PPLC Service code 10 · EIN 04-3499945 | Accounting | $20,500 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,786 | $68,110+67.1% | $155,556-26.9% | $99,313+14.6% |
| Participation rate | 97.8% | 67.8%+30.0pp | 78.2%+19.6pp | 71.7%+26.1pp |
| Annual return | 10.70% | 16.16%-5.5pp | 64.84%-54.1pp | 17.67%-7.0pp |
| Employer contribution / active EE | $3,248 | $2,291+41.8% | $4,675-30.5% | $3,264-0.5% |
| Participant deferral / active EE | $5,887 | $3,865+52.3% | $5,631+4.5% | $5,346+10.1% |
| Admin fee / account holder | $59 | $94-37.3% | $15,885-99.6% | $109-46.0% |