Filed June 8, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Participant loan processing; Account ... | $421,959 |
SAGEVIEW ADVISORY GROUP, LLC9 years Filed as: SAGEVIEW ADVISORY GROUP Service code 16 · EIN 33-0818667 | Consulting | $146,895 |
CARON & BLETZER, PLLC6 years Filed as: CARON & BLETZER, PPLC Service code 10 · EIN 04-3499945 | Accounting | $20,500 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,786 | $67,679+68.1% | $155,509-26.8% | $99,062+14.9% |
| Participation rate | 97.8% | 67.2%+30.6pp | 78.2%+19.6pp | 71.6%+26.2pp |
| Annual return | 10.70% | 16.16%-5.5pp | 64.67%-54.0pp | 17.66%-7.0pp |
| Employer contribution / active EE | $3,248 | $2,268+43.2% | $4,672-30.5% | $3,262-0.4% |
| Participant deferral / active EE | $5,887 | $3,828+53.8% | $5,626+4.6% | $5,331+10.4% |
| Admin fee / account holder | $59 | $94-37.0% | $15,912-99.6% | $109-45.9% |