Filed April 24, 1997 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 · EIN 06-1050034 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $386,624 |
BAKER TILLY US, LLP2 years Filed as: BAKER TILLY US LLP Service code 99 · EIN 39-0859910 2599 WILMINGTON RD · NEW CASTLE, PA 16105 | Other Fees | $98,264 |
UBS FINANCIAL SERVICES INC5 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $84,338 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,705 | $112,582-7.9% | $105,624-1.8% | $200,096-48.2% |
| Participation rate | 78.2% | 86.3%-8.1pp | 75.3%+2.9pp | 72.0%+6.2pp |
| Annual return | 14.29% | 15.58%-1.3pp | 116.20%-101.9pp | 34.26%-20.0pp |
| Employer contribution / active EE | $2,908 | $4,580-36.5% | $3,168-8.2% | $3,038-4.3% |
| Participant deferral / active EE | $7,304 | $6,655+9.7% | $5,013+45.7% | $5,090+43.5% |
| Admin fee / account holder | $175 | $107+63.7% | $10,961-98.4% | $269-35.0% |