Filed May 28, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $1,619,951 |
Filed as: PIETZSCH LAW GROUP,PA Service code 27 · EIN 81-0574082 | Advisory (Plan) | $633,279 |
MMA SECURITIES LLC2 years Filed as: MMA SECURITIES, LLC Service code 16 · EIN 22-3570392 | Consulting | $67,500 |
CLIFTONLARSONALLEN LLP6 years Service code 10 · EIN 41-0746749 | Accounting | $24,150 |
LBMC, PC1 year Filed as: LBMC PC Service code 27 · EIN 62-1199757 | Advisory (Plan) | $20,900 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,312 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-4410122 | Advisory (Participants) | $336 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,604 | $140,910-76.2% | $75,972-55.8% | $106,382-68.4% |
| Participation rate | 80.7% | 64.1%+16.5pp | 69.1%+11.6pp | 69.9%+10.8pp |
| Annual return | 31.30% | 16.51%+14.8pp | 359.55%-328.2pp | 17.37%+13.9pp |
| Employer contribution / active EE | $1,082 | $5,354-79.8% | $2,685-59.7% | $3,364-67.8% |
| Participant deferral / active EE | $2,524 | $5,004-49.6% | $4,255-40.7% | $5,569-54.7% |
| Admin fee / account holder | $64 | $117-45.5% | $6,467-99.0% | $79-19.3% |