Retirement plan

THE ETHAN ALLEN RETIREMENT SAVINGS PLAN

Name: ETHAN ALLEN GLOBAL, INC. - THE ETHAN ALLEN RETIREMENT SAVINGS PLAN (2025) Form 5500
Creator: ETHAN ALLEN GLOBAL, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THE ETHAN ALLEN RETIREMENT SAVINGS PLAN, ETHAN ALLEN GLOBAL, INC.

ETHAN ALLEN GLOBAL, INC.EIN 20-2991357Plan #003PY 2025

ETHAN ALLEN DRIVE, ATTN CORPORATE BENEFITS DEPT. - DANBURY, CT 06811203-743-8000ethanallen.comLinkedIn1001-5000 employeesretail

Prospect flagsLow returnsLow employer contributionCorrective distributions

How to read this page

Total assets (EOY)

$248.6M

+8.0% from 2024

Total participants

3,183

-4.1% from 2024

Average account balance

$79,365

+12.4% from 2024

Annual return

13.07%

-0.11 pp from 2024

Benchmarks

See 239 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants1,000-4,999

Cohort239 peers

Snapshot2025

See peer percentile detail with Solo.

Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.

Start Solo for $4.99 Compare plans

Analytics

Total assets (EOY)

Plan-year ending balance

$248.57M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$79K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

3,132

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$10.94M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.07%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$137

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

See the 10-year trajectory with Solo.

Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.

Start Solo for $4.99 Compare plans

Service providers

Top 6 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE10+ years Filed as: EMPOWER RETIREMENT Service code 15 · EIN 84-1455663	Recordkeeping	$235,560
GREAT-WEST LIFE & ANNUITY INSURANCE4 years Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$189,154
COHNREZNICK LLP4 years Service code 10 · EIN 33-4144829 1212 AVENUE OF THE AMERICAS · NEW YORK, NY 10036	Accounting	$44,100
LOCKTON INVESTMENT ADVISORS, LLC7 years Filed as: LOCKTON COMPANIES LLC Service code 22 5411 ROSS AVE · DALLAS, TX 75201	Insurance Broker	$31,435
CAPFINANCIAL PARTNERS LLC4 years Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609	Advisory (Plan)	$28,785
JACKSON LEWIS P.C.6 years Filed as: JACKSON LEWIS PC Service code 99 1133 WESTCHESTER AVE, STE 5125 · WEST HARRISON, NY 10604	Other Fees	$87

Plan features & details

Pension benefit codes2E2F2G2J2K2R2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

3 tripped

OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$429K

$235 / participant

Recordkeeping$136K31.6%
Investment mgmt$218K50.8%
Other / not subdivided$76K17.6%

% of EOY assets

0.173%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: COHNREZNICK LLP
Auditor EIN: 334144829
Audit fees: $0
Opinion code: Unqualified

Look up a plan sponsor by EIN. Free Form 5500 search. No signup.

Metric

This plan

Peer set

Industry

Size

Avg account balance

$79,365

$128,899-38.4%

$113,168-29.9%

$102,872-22.9%

Participation rate

97.2%

87.0%+10.2pp

76.6%+20.6pp

73.0%+24.2pp

Annual return

13.07%

15.88%-2.8pp

24.27%-11.2pp

19.06%-6.0pp

Employer contribution / active EE

$953

$3,713-74.3%

$2,975-68.0%

$3,526-73.0%

Participant deferral / active EE

$5,044

$6,787-25.7%

$5,107-1.2%

$5,535-8.9%

Admin fee / account holder

$137

$129+5.9%

$12,068-98.9%

$292-53.1%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE10+ years

Filed as: EMPOWER RETIREMENT

Service code 15 · EIN 84-1455663

Recordkeeping

$235,560

GREAT-WEST LIFE & ANNUITY INSURANCE4 years

Filed as: EMPOWER ADVISORY GROUP, LLC

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$189,154

COHNREZNICK LLP4 years

Service code 10 · EIN 33-4144829

1212 AVENUE OF THE AMERICAS · NEW YORK, NY 10036

Accounting

$44,100

LOCKTON INVESTMENT ADVISORS, LLC7 years

Filed as: LOCKTON COMPANIES LLC

Service code 22

5411 ROSS AVE · DALLAS, TX 75201

Insurance Broker

$31,435

CAPFINANCIAL PARTNERS LLC4 years

Service code 27

4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609

Advisory (Plan)

$28,785

JACKSON LEWIS P.C.6 years

Filed as: JACKSON LEWIS PC

Service code 99

1133 WESTCHESTER AVE, STE 5125 · WEST HARRISON, NY 10604

Other Fees

$87

THE ETHAN ALLEN RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THE ETHAN ALLEN RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion