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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 27 20 GLOVER AVE · NORWALK, CT 06850 | Advisory (Plan) | $35,620 |
Filed as: JP MORGAN CHASE Service code 27 270 PARK AVE · NEW YORK, NY 10017 | Advisory (Plan) | $15,103 |
T ROWE PRICE RPS INC10+ years Service code 15 1307 POINT STREET · BALTIMORE, MD 21231 | Recordkeeping | $8,616 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,952 | $89,465+45.3% | $165,100-21.3% | $77,762+67.1% |
| Participation rate | 79.7% | 78.6%+1.0pp | 78.6%+1.1pp | 70.6%+9.1pp |
| Annual return | 10.77% | 28.86%-18.1pp | 70.21%-59.4pp | 31.27%-20.5pp |
| Employer contribution / active EE | $2,900 | $2,565+13.1% | $4,348-33.3% | $2,728+6.3% |
| Participant deferral / active EE | $3,032 | $4,904-38.2% | $6,035-49.8% | $4,651-34.8% |
| Admin fee / account holder | $182 | $340-46.4% | $12,696-98.6% | $433-57.9% |