Filed April 13, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $142,456 |
UBS FINANCIAL SERVICES INC9 years Filed as: UBS FINANCIAL SERVICES INC. Service code 28 · EIN 13-2638166 | Investment Management | $56,013 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,311 | $145,877-50.4% | $150,045-51.8% | $102,872-29.7% |
| Participation rate | 95.5% | 79.8%+15.6pp | 82.3%+13.2pp | 73.0%+22.5pp |
| Annual return | 19.31% | 21.37%-2.1pp | 62.55%-43.2pp | 19.06%+0.3pp |
| Employer contribution / active EE | $2,635 | $4,710-44.1% | $4,693-43.9% | $3,526-25.3% |
| Participant deferral / active EE | $8,120 | $9,491-14.4% | $7,997+1.5% | $5,535+46.7% |
| Admin fee / account holder | $117 | $176-33.3% | $13,435-99.1% | $292-59.8% |