Filed April 13, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $158,664 |
UBS FINANCIAL SERVICES INC8 years Filed as: UBS FINANCIAL SERVICES INC. Service code 28 · EIN 13-2638166 | Investment Management | $54,647 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,436 | $106,110-38.3% | $147,005-55.5% | $77,671-15.8% |
| Participation rate | 94.8% | 78.4%+16.4pp | 82.2%+12.7pp | 70.6%+24.2pp |
| Annual return | 16.52% | 56.77%-40.3pp | 418.76%-402.2pp | 31.21%-14.7pp |
| Employer contribution / active EE | $2,639 | $4,065-35.1% | $4,934-46.5% | $2,726-3.2% |
| Participant deferral / active EE | $9,382 | $7,992+17.4% | $8,070+16.3% | $4,648+101.9% |
| Admin fee / account holder | $128 | $338-62.2% | $13,006-99.0% | $430-70.4% |